SB2141: Increasing Access to Adviser Information Act
- 1Introduced (current step)
- 2Passed One Chamber
- 3Passed Both Chambers
- 4Became Law
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Bill information
Summary
A bill to require the Securities and Exchange Commission to extend a no-action determination relating to the provision of research services by broker-dealers, and for other purposes.
Plain-language summary
This bill asks the Securities and Exchange Commission (SEC), a federal agency that regulates financial markets, to extend a temporary exemption that allows broker-dealers—firms that buy and sell securities—to provide research services to clients without following certain strict rules. A no-action determination means the SEC agrees not to enforce regulations for a specific period. The bill would keep this exemption in place longer than it currently lasts. Senator Jerry Moran introduced it, and it is now pending in .
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SB2141: Increasing Access to Adviser Information Act